Manage Investor
The contents of Manage Investor
- View Investor Index
- Authenticate Investor with SID and SRE
- Update Investor SRE
- Deactivate/Reactivate Investor
- Export Investors
- Bulk Authentication
- Delete Investor
Investor administration enables you to view and verify investors' data and to respond to investor's request for authentication.
Investors need to request authentication from their securities brokerage before they are able to submit an order, an investor with a valid SID and SRE can request authentication directly through the system to their brokerage.
Non-Exchange Member Participants do not have access to investor authentication. This feature applies only for Exchange Member Participant.
The authentication process flow can be briefly summarized in the following diagram:
Investor Statuses
|
Investor Status |
Description |
Action by |
|
|
Request SID and SRE verification. |
Investor |
|
|
SID and SRE verified. |
Maker/Approver |
|
|
SID and SRE not valid or manual deactivation by Participant |
Maker/Approver |
Created with the Personal Edition of HelpNDoc: Produce electronic books easily